◆ For risk & compliance practitioners
Risk and compliance templates built for financial services.
Risk and compliance frameworks and Excel templates built on SR 11-7, FFIEC, NIST AI RMF, and 20+ regulatory standards. Buy once, tailor to your program, deploy in days.
◆ Sign up for our newsletter — free weekly brief →Grounded in
SR 11-7 · FFIEC IT Examination Handbook · NIST AI RMF · OCC 2021-7 · ISO 31000
Exhibit A · BCP/DR — Business Impact Analysis
★ Bestseller · KRI Library dashboard
Inside the kit
14 templates · 20+ regulatory standards · Excel-native
20+
US regulatory standards
SR 11-7 · FFIEC · NIST AI RMF · OCC · CFPB
2,400+
Pages of guidance
Across every paid and free template
500+
Downloads
Risk & compliance practitioners
830
Briefings
Enforcement, analysis, frameworks
★ Bestsellers
Most popular picks.
The four most-downloaded templates this quarter. Real screenshots, real templates, ready to deploy.
#01 bestseller
KRI Library
152 Key Risk Indicators with thresholds, data sources, and escalation triggers.
#02 bestseller
New Product Risk Assessment
Pre-launch risk evaluation across compliance, operational, financial, and reputational lenses.
#03 bestseller
BCP/DR Kit (with BIA)
Full Business Continuity & Disaster Recovery kit including Business Impact Analysis.
#04 bestseller
Risk Register — Fintech Edition
141 pre-populated fintech risks across 21 categories. ISO 31000 structure.
◆ Ready to deploy
Templates & toolkits.
Built on real regulatory guidance — not someone's old employer's templates with the logo swapped out. Tailor in an afternoon.
Template
AI Risk Assessment Template & Guide
Comprehensive AI model governance and risk assessment templates for financial services teams.
Template
Issues Management Tracker & Template
End-to-end issues tracking and remediation management for risk and compliance teams.
Template
Financial Risk Management Kit
Credit, liquidity, customer funds, payments losses, capital, interest rate and concentration risk for fintechs — with stress scenarios and a board-ready risk appetite statement.
Template
Loss Monitoring & Event Tracking Kit
Operational loss and near-miss tracking for fintechs — with automatic escalation tiers, bank-partner notice flags and a dashboard that calculates itself.
Template
RCSA (Risk & Control Self-Assessment)
141 fintech risks with mapped controls, a 97-question self-assessment, control testing plan, challenge log and a one-page Board Summary.
Template
Data Privacy Compliance Kit
Which of the 23 state privacy laws apply to your fintech after GLBA, plus the GLBA checklist, request tracker, assessments and vendor terms to comply.
22 templates · 4 bundles · $49–$499
See all templates →★ Free · Delivered to your inbox
Start with the free frameworks.
Working introductory guides — read, evaluate, decide whether the full template is worth your money.
★ Free
AI Risk Assessment Guide
A free introductory guide to AI risk assessment for financial services teams.
Download →
★ Free
Issues Management Intro Guide
A free 12-page intro to issues management: issues vs. findings, risk ratings and remediation deadlines, minimum ratings for regulatory findings, and closure validation.
Download →
★ Free
Risk Register — Fintech Edition
141 pre-populated fintech risks across 21 categories. ISO 31000 structure. Ready to use in a week.
Download →
★ Free
Threat Modeling for Agentic Payments
A 20,000-word whitepaper on threat modeling for AI-powered autonomous payment systems in financial services.
Download →
— Why this exists —
Built by a practitioner, for practitioners.
Every risk professional has done it. You join a new team, get asked to build a program from scratch, and end up calling a friend at your old company for their templates.
So I started publishing the analysis I wish I'd had — enforcement breakdowns, regulatory deep dives — and building the templates on actual regulatory guidance. The intelligence keeps you informed. The templates let you act on it.
Rebecca Leung
Editor & Founder · 8 years · Banks · Fintechs · BCG
◆ The Daily Brief
What we're tracking.
01 · Regulatory Compliance
Bank of America's $1.2 Billion AML Penalty: The Threshold Governance Failure Banks Should Audit Now
The Bank of America AML penalty exposes transaction-monitoring, SAR escalation, staffing, audit, and remediation failures every bank should test.
OCT 13 · Rebecca
02 · Regulatory Compliance
OCC Debanking Report: The Account-Closure Controls Nine Large Banks Now Need
The OCC debanking report puts nine large banks' customer-exit controls under scrutiny. Here is the evidence compliance teams should test now.
OCT 13 · Rebecca
03 · Regulatory Compliance
The CFTC Just Proposed the First Federal Rules for Leveraged Retail Crypto Trading. Here's What Reg CTX and Reg CAM Mean for You.
The CFTC's October 2026 ANPRM on Reg CTX and Reg CAM would create the first federal registration and conduct framework specifically for leveraged retail crypto transactions. Here's what the proposals say and who needs to pay attention.
OCT 12 · Rebecca