RCSA (Risk & Control Self-Assessment)
141 pre-populated fintech risks with control assessments, questionnaire framework, and testing calendar.
About This Template
RCSA sounds like something that requires a 20-person risk department. It does not. This kit gives you a complete RCSA program — pre-populated with 141 fintech risks, a questionnaire framework for self-assessments, a control testing calendar, and a guide that walks you through running your first RCSA cycle in 30 days. Includes a chapter on running an RCSA when you have no existing controls documentation.
What's Included
- 141 pre-populated risk assessments
- Control effectiveness scoring
- Self-assessment questionnaire framework
- Control testing calendar
- Guide for teams with no existing controls
- RCSA cycle implementation in 30 days
Frequently Asked Questions
What format are the templates in?
PDF guide + Excel template. The Excel files are fully editable and customizable to fit your organization's specific needs.
Can I use this for multiple clients?
Yes, there are no license restrictions. Consultants and advisors frequently use our templates across client engagements.
What regulatory frameworks does this cover?
Our templates are aligned with major regulatory expectations for financial services, including OCC, FFIEC, and CFPB guidance. Each template notes the specific frameworks and standards it addresses.
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