For risk & compliance practitioners
Ready-to-Deploy Risk & Compliance Templates
Excel frameworks grounded in SR 11-7, FFIEC, NIST AI RMF, and 20+ regulatory standards. Buy once, tailor to your program, deploy in days.
20+
Ready-to-deploy templates
$49–$79
Individual templates
20+
Regulatory standards covered
500+
Downloads
Grounded in regulatory guidance
Not someone's old employer's templates with the logo swapped out. Built on SR 11-7, FFIEC, OCC bulletins, and NIST AI RMF.
Deploy in days, not months
Fully editable Excel templates with pre-populated risk taxonomies, scoring models, and dashboards. Populate in an afternoon.
Price of a team lunch
Individual templates from $49. Bundles from $199. No subscriptions, no license restrictions. Buy once, use forever.
📦 Best Value
Save $116–$547 with a bundle
Bundles cover related risk domains together — buy a complete program at a fraction of the individual cost. No subscriptions. Buy once, use forever.
GRC Starter Kit
Save $126 (46% off)
Includes 6 templates
Buy Bundle → See what's includedCompliance Essentials
Save $127 (43% off)
Includes 4 templates
Buy Bundle → See what's includedOperational Risk Program
Save $116 (37% off)
Includes 5 templates
Buy Bundle → See what's includedComplete GRC Library
Save $547 (58% off)
Includes 14 templates
Buy Bundle → See what's includedOr shop individual templates
Pick the single template you need today.
AI Risk Assessment Guide (Free)
A free introductory guide to AI risk assessment for financial services teams.
- AI risk fundamentals overview
- Key risk categories and considerations
- Practical getting-started guidance
Issues Management Guide (Free)
A free introductory guide to building an effective issues management process.
- Issues management fundamentals
- Best practices for tracking and remediation
- Practical tips for compliance teams
Risk Register — Fintech Edition (Free)
141 pre-populated fintech risks across 21 categories. ISO 31000 structure. Ready to use in a week.
- 141 pre-populated fintech risks
- 21 risk categories
- ISO 31000 aligned structure
Threat Modeling for Agentic Payments (Free)
A 20,000-word whitepaper on threat modeling for AI-powered autonomous payment systems in financial services.
- Formal threat taxonomy: 5 categories of agentic payment risk
- Tiered control framework: 7 domains × 3 maturity levels
- Regulatory analysis: US, UK, and EU requirements mapped
AI Risk Assessment Template & Guide
Comprehensive AI model governance and risk assessment templates for financial services teams.
- AI Use Case Inventory tab with auto-tiering formula (consumer impact + decisioning role + PII + regulatory touchpoint)
- 44-question pre-deployment risk assessment scorecard across 11 risk domains
- 31-question third-party AI vendor due diligence questionnaire
Issues Management Tracker & Template
End-to-end issues tracking and remediation management for risk and compliance teams.
- Issues log and tracking register
- Root cause analysis template
- Remediation action plan template
KRI Library (132 Key Risk Indicators)
132 KRIs with thresholds, data sources, and escalation triggers pre-built for financial services.
- 132 pre-built KRIs across 6 risk domains
- Green/amber/red threshold calibration
- Data source and owner mapping
New Product Risk Assessment
Structured risk review process for new products, services, and business initiatives.
- New Product Risk Assessment questionnaire (12 risk categories: Compliance, Regulatory, Operational, Technology, Fraud, Third-Party, Credit, Liquidity, Data/Privacy, Reputational, Strategic, Model Risk)
- Risk scoring matrix with inherent and residual ratings
- Money/data flow mapping tab for operational dependency tracing
Financial Risk Management Kit
Credit risk, liquidity, concentration, and capital adequacy templates built for fintechs.
- Credit risk dashboard with delinquency benchmarks
- Liquidity monitor with burn rate formulas
- Capital adequacy tracker
Loss Monitoring & Event Tracking Kit
Basel-aligned operational loss event tracking and root cause analysis for financial services.
- Loss event log (all 7 Basel categories)
- Root cause analysis framework
- Near-miss tracking
RCSA (Risk & Control Self-Assessment)
141 pre-populated fintech risks with control assessments, questionnaire framework, and testing calendar.
- 141 pre-populated risk assessments
- Control effectiveness scoring
- Self-assessment questionnaire framework
Data Privacy Compliance Kit
Multi-state privacy compliance templates covering 19 state laws plus GLBA and CCPA.
- Data inventory and mapping template
- Privacy Impact Assessment (PIA) template
- Consumer rights request procedures (DSAR)
Incident Response & Breach Notification Kit
Step-by-step incident response playbooks and breach notification templates for all 50 states.
- Incident response plan template
- Incident classification and severity matrix
- Breach notification letter templates
Third-Party Risk Management (TPRM) Kit
Complete vendor risk management lifecycle from initial due diligence to ongoing oversight.
- Vendor risk tiering methodology
- Due diligence questionnaire
- Vendor risk scorecard
Enterprise Risk Management Framework (ERMF)
Complete ERM documentation: risk appetite, 3 Lines of Defense, committee charter, and board reporting.
- Risk appetite statement template
- 3 Lines of Defense model
- Risk committee charter
SOC 2 Compliance Checklist
151 controls mapped to AICPA Trust Services Criteria with evidence collection guidance.
- 151 controls across all 5 TSC categories
- Evidence collection guidance
- Observation period tracker
Business Continuity & Disaster Recovery (BCP/DR) Kit
BCP and DR templates with BIA, recovery procedures, and a standalone tabletop exercise kit.
- Business Impact Analysis (BIA) template with auto-classification of critical processes
- BCP, DR, dependency mapping, and recovery procedures templates
- 4 worked BIA examples: Fintech Lender, Community Bank, BaaS Provider, Crypto Custodian