Loss Monitoring & Event Tracking Kit
Basel-aligned operational loss event tracking and root cause analysis for financial services.
About This Template
Regulators want to see you have tracked your operational losses — not just the big ones, but near-misses too. This kit gives you a clean loss event log covering all 7 Basel operational risk categories, a root cause analysis framework, a dashboard, and a program configuration guide. Designed for small teams with customizable business line dropdowns and a quick-RCA format.
What's Included
- Loss event log (all 7 Basel categories)
- Root cause analysis framework
- Near-miss tracking
- Operational loss dashboard
- Quick-RCA format for small teams
- Program configuration guide
Frequently Asked Questions
What format are the templates in?
PDF guide + Excel template. The Excel files are fully editable and customizable to fit your organization's specific needs.
Can I use this for multiple clients?
Yes, there are no license restrictions. Consultants and advisors frequently use our templates across client engagements.
What regulatory frameworks does this cover?
Our templates are aligned with major regulatory expectations for financial services, including OCC, FFIEC, and CFPB guidance. Each template notes the specific frameworks and standards it addresses.
Related Products
Enterprise Risk Management Framework (ERMF)
Complete ERM documentation: risk appetite, 3 Lines of Defense, committee charter, and board reporting.
RCSA (Risk & Control Self-Assessment)
141 pre-populated fintech risks with control assessments, questionnaire framework, and testing calendar.
KRI Library (132 Key Risk Indicators)
132 KRIs with thresholds, data sources, and escalation triggers pre-built for financial services.
Ready to Get Started?
Get the Loss Monitoring & Event Tracking Kit and start building a defensible risk program today.
Buy $59 →