◆ For risk & compliance practitioners
Risk and compliance templates built for financial services.
Risk and compliance frameworks and Excel templates built on SR 11-7, FFIEC, NIST AI RMF, and 20+ regulatory standards. Buy once, tailor to your program, deploy in days.
◆ Sign up for our newsletter — free weekly brief →Grounded in
SR 11-7 · FFIEC IT Examination Handbook · NIST AI RMF · OCC 2021-7 · ISO 31000
Exhibit A · BCP/DR — Business Impact Analysis
★ Bestseller · KRI Library dashboard
Inside the kit
14 templates · 20+ regulatory standards · Excel-native
20+
US regulatory standards
SR 11-7 · FFIEC · NIST AI RMF · OCC · CFPB
2,400+
Pages of guidance
Across every paid and free template
500+
Downloads
Risk & compliance practitioners
617
Briefings
Enforcement, analysis, frameworks
★ Bestsellers
Most popular picks.
The four most-downloaded templates this quarter. Real screenshots, real templates, ready to deploy.
#01 bestseller
KRI Library
132 Key Risk Indicators with thresholds, data sources, and escalation triggers.
#02 bestseller
New Product Risk Assessment
Pre-launch risk evaluation across compliance, operational, financial, and reputational lenses.
#03 bestseller
BCP/DR Kit (with BIA)
Full Business Continuity & Disaster Recovery kit including Business Impact Analysis.
#04 bestseller
Risk Register — Fintech Edition
141 pre-populated fintech risks across 21 categories. ISO 31000 structure.
◆ Ready to deploy
Templates & toolkits.
Built on real regulatory guidance — not someone's old employer's templates with the logo swapped out. Tailor in an afternoon.
Template
AI Risk Assessment Template & Guide
Comprehensive AI model governance and risk assessment templates for financial services teams.
Template
Issues Management Tracker & Template
End-to-end issues tracking and remediation management for risk and compliance teams.
Template
Financial Risk Management Kit
Credit risk, liquidity, concentration, and capital adequacy templates built for fintechs.
Template
Loss Monitoring & Event Tracking Kit
Basel-aligned operational loss event tracking and root cause analysis for financial services.
Template
RCSA (Risk & Control Self-Assessment)
141 pre-populated fintech risks with control assessments, questionnaire framework, and testing calendar.
Template
Data Privacy Compliance Kit
Multi-state privacy compliance templates covering 19 state laws plus GLBA and CCPA.
22 templates · 4 bundles · $49–$499
See all templates →★ Free · Delivered to your inbox
Start with the free frameworks.
Working introductory guides — read, evaluate, decide whether the full template is worth your money.
★ Free
AI Risk Assessment Guide
A free introductory guide to AI risk assessment for financial services teams.
Download →
★ Free
Issues Management Guide
A free introductory guide to building an effective issues management process.
Download →
★ Free
Risk Register — Fintech Edition
141 pre-populated fintech risks across 21 categories. ISO 31000 structure. Ready to use in a week.
Download →
★ Free
Threat Modeling for Agentic Payments
A 20,000-word whitepaper on threat modeling for AI-powered autonomous payment systems in financial services.
Download →
— Why this exists —
Built by a practitioner, for practitioners.
Every risk professional has done it. You join a new team, get asked to build a program from scratch, and end up calling a friend at your old company for their templates.
So I started publishing the analysis I wish I'd had — enforcement breakdowns, regulatory deep dives — and building the templates on actual regulatory guidance. The intelligence keeps you informed. The templates let you act on it.
Rebecca Leung
Editor & Founder · 8 years · Banks · Fintechs · BCG
◆ The Daily Brief
What we're tracking.
01 · Regulatory Compliance
FinCEN Renewed the Minnesota GTO. Banks Have Four Days to Restart $3,000 International Transfer Reporting.
The FinCEN Minnesota GTO starts August 11. Banks and money transmitters need complete data and monthly reporting for covered $3,000 transfers.
AUG 6 · Rebecca
02 · Compliance Strategy
FINRA Is Still Barring Brokers Over Text Messages. Here's What the Off-Channel Enforcement Split Means for Your Records Program.
The SEC ended its off-channel enforcement wave after 95 cases and $2.3 billion in penalties. FINRA didn't follow. While the SEC pivoted to fraud and fiduciary cases, FINRA fined BTIG $600,000 and started barring individuals from the industry. Here's what the divergence means for broker-dealer compliance programs.
AUG 6 · Rebecca
03 · Regulatory Compliance
The OCC Called Them 'Available Funds.' Veterans Paid the Origination Fees. What the Federal Savings Bank Consent Order Teaches About Marketing Review.
The Federal Savings Bank of Chicago sent millions of mailers telling veterans they had 'available funds' — when accessing those funds required taking out a new VA cash-out refinance loan. Employees told consumers interest rates would decrease on what were actually permanent fixed-rate mortgages. The April 2026 OCC consent order requires restitution, a corrective action plan, and quarterly progress reports.
AUG 6 · Rebecca