Template
$59
AI Risk Assessment Template & Guide
Comprehensive AI model governance and risk assessment templates for financial services teams.
◆ Template guides
Our risk templates, explained.
Practitioner-grade guides for each major template — the questions examiners ask, who needs it, and the order to build it in. Read first. Buy the matching template when you're ready to ship.
◆ Deep-dive buying guides
Start here if you need help choosing or evaluating a template.
These four guides are the deeper decision pages. They do not replace the full catalog — they are the highest-intent guide pages for template categories that need extra explanation.
◆ AI Risk
AI Risk Assessment Template Guide
How to build an AI risk assessment template for financial services: model inventory fields, risk scoring, vendor due diligence, and governance evidence.
Use this guide if
Use this if a bank partner, auditor, customer, or regulator asked how your team governs AI use.
Matching template
AI Risk Assessment Template & Guide — $59. Editable files and any included guide materials are emailed after checkout.
◆ Operational Risk
RCSA Template Guide
A practical guide to building an RCSA template: risk statements, controls, testing evidence, ratings, owners, issues, and reporting outputs.
Use this guide if
Use this if you need to map risks, controls, owners, ratings, evidence, and issue remediation in one place.
Matching template
RCSA (Risk & Control Self-Assessment) — $69. Editable files and any included guide materials are emailed after checkout.
◆ Third-Party Risk
Vendor Due Diligence Questionnaire Guide
How to structure a third-party risk questionnaire for financial services vendors: tiering, SOC reports, BCP, AI use, subcontractors, data, and evidence.
Use this guide if
Use this if you need vendor due diligence questions, evidence requests, and approval conditions for third-party reviews.
Matching template
Third-Party Risk Management (TPRM) Kit — $69. Editable files and any included guide materials are emailed after checkout.
◆ Business Continuity
Business Continuity Plan Template Guide
How to build a business continuity plan template for financial services teams: BIA fields, recovery objectives, dependencies, tabletop tests, and examiner evidence.
Use this guide if
Use this if you need BIA, RTO/RPO, dependency, tabletop, and continuity evidence for a customer, partner, auditor, or examiner.
Matching template
Business Continuity & Disaster Recovery (BCP/DR) Kit — $79. Editable files and any included guide materials are emailed after checkout.
◆ Liquidity Risk
Contingency Funding Plan Template Guide (Banks)
How to build a Contingency Funding Plan template for chartered banks: HQLA buffer, cash flow projection, trigger framework, stress scenarios, activation playbook, and the evidence examiners actually ask for post-2023.
Use this guide if
Use this if your CFP needs to survive an OCC, FDIC, state, or Federal Reserve exam under the 2023 Interagency Addendum operational-readiness standard.
Matching template
Contingency Funding Plan — Banks — $79. Editable files and any included guide materials are emailed after checkout.
◆ Liquidity Risk
Contingency Funding Plan Template Guide (Fintechs)
How to build a Contingency Funding Plan template for sponsor-bank fintechs: corporate-vs-FBO segregation, daily FBO reconciliation, runway-based triggers, sponsor coordination, and Synapse-illustrative stress scenarios.
Use this guide if
Use this if your fintech operates on a sponsor-bank model (FBO accounts, BIN sponsorship, BaaS program) and your sponsor bank has started asking about liquidity stress planning — or you want to share a CFP proactively during program reviews.
Matching template
Contingency Funding Plan — Fintechs — $79. Editable files and any included guide materials are emailed after checkout.
◆ Acceptable Use & Customer Risk
Fintech Customer Acceptable Use Policy Template Guide
How to build a fintech Acceptable Use Policy: sales intake questionnaire, three-tier customer classification (Prohibited / Restricted / Permitted), bank-partner alignment matrix, exception memo, and post-approval monitoring triggers.
Use this guide if
Use this if your sponsor bank, an examiner, or your CCO asked how you evaluate high-risk customers without creating sales-vs-compliance arguments on every deal.
Matching template
Fintech Customer AUP Kit — $79. Editable files and any included guide materials are emailed after checkout.
◆ AI Risk
Generative AI Acceptable Use Policy Template Guide
How to build a Generative AI Acceptable Use Policy for employees: data classification × tool tier matrix, approved tool list, pre-approved use cases, low-touch employee intake form, vendor due diligence, detection, and AI incident response.
Use this guide if
Use this if your employees are already using ChatGPT or Copilot and you need a structured framework that isn't a ban — covering data classification, approved tools, prohibited uses, and incident response.
Matching template
GenAI Employee AUP Kit — $79. Editable files and any included guide materials are emailed after checkout.
◆ Complete template index
All templates and resources.
Every downloadable template is listed here, grouped by the problem it solves. If a full guide exists, use it for evaluation; otherwise go straight to the product page.
AI, model risk, and governance
Use these when a bank partner, customer, examiner, or internal committee asks how AI and model-like systems are governed.
★ Free
Free
AI Risk Assessment Guide (Free)
A free introductory guide to AI risk assessment for financial services teams.
★ Free
Free
Threat Modeling for Agentic Payments (Free)
A 20,000-word whitepaper on threat modeling for AI-powered autonomous payment systems in financial services.
Enterprise risk, controls, and indicators
Use these to build the core risk program: risk inventory, RCSA, KRIs, issues, loss events, and governance.
★ Free
Free
Risk Register — Fintech Edition (Free)
141 pre-populated fintech risks across 21 categories. ISO 31000 structure. Ready to use in a week.
Template
$69
RCSA (Risk & Control Self-Assessment)
141 pre-populated fintech risks with control assessments, questionnaire framework, and testing calendar.
Template
$49
KRI Library (132 Key Risk Indicators)
132 KRIs with thresholds, data sources, and escalation triggers pre-built for financial services.
Template
$49
Issues Management Tracker & Template
End-to-end issues tracking and remediation management for risk and compliance teams.
Template
$59
Financial Risk Management Kit
Credit risk, liquidity, concentration, and capital adequacy templates built for fintechs.
Template
$59
Loss Monitoring & Event Tracking Kit
Basel-aligned operational loss event tracking and root cause analysis for financial services.
Template
$79
Enterprise Risk Management Framework (ERMF)
Complete ERM documentation: risk appetite, 3 Lines of Defense, committee charter, and board reporting.
Third-party, vendor, and product risk
Use these for vendor diligence, TPRM evidence, new product approvals, and launch-risk reviews.
Template
$69
Third-Party Risk Management (TPRM) Kit
Complete vendor risk management lifecycle from initial due diligence to ongoing oversight.
Template
$59
New Product Risk Assessment
Structured risk review process for new products, services, and business initiatives.
Privacy, incident response, and resilience
Use these for privacy obligations, breach response, business continuity, disaster recovery, and control evidence.
Template
$69
Data Privacy Compliance Kit
Multi-state privacy compliance templates covering 19 state laws plus GLBA and CCPA.
Template
$69
Incident Response & Breach Notification Kit
Step-by-step incident response playbooks and breach notification templates for all 50 states.
Template
$79
Business Continuity & Disaster Recovery (BCP/DR) Kit
BCP and DR templates with BIA, recovery procedures, and a standalone tabletop exercise kit.
Template
$79
SOC 2 Compliance Checklist
151 controls mapped to AICPA Trust Services Criteria with evidence collection guidance.
Bundles
Use these when you need a packaged program rather than one standalone template.
Bundle
$399
Complete GRC Library
Every template in the library — all 18 products at deep discount off individual prices.
Other templates and resources
Additional RiskTemplates resources that do not fit neatly into the main themes above.
★ Free
Free
Issues Management Guide (Free)
A free introductory guide to building an effective issues management process.
Template
$79
Contingency Funding Plan — Banks
Examiner-ready contingency funding plan for chartered banks built to the 2023 Interagency Addendum.
Template
$79
Contingency Funding Plan — Fintechs
Contingency funding plan for sponsor-bank fintechs — FBO reconciliation, runway-based triggers, post-Synapse stress scenarios.
Template
$79
Fintech Customer AUP Kit
Acceptable Use Policy framework for fintech compliance teams evaluating high-risk customers and merchants.
Template
$79
GenAI Employee AUP Kit
Generative AI Acceptable Use Policy for governing employee use of ChatGPT, Claude, Copilot, and AI tools.
Bundle
$149
GRC Starter Kit
Everything a new compliance hire needs to build their first risk program — 6 products at 46% off.
Bundle
$169
Compliance Essentials
Multi-domain compliance coverage: data privacy, incident response, BCP/DR, and SOC 2 — 43% off.
Bundle
$199
Operational Risk Program
Build a complete ORM program: ERM framework, RCSA, loss monitoring, financial risk, KRIs, and the Contingency Funding Plan for chartered banks.