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RiskTemplates · The Daily Brief Tuesday, August 18, 2026
Wire FINRA's 24 Enforcement Review Recommendations: Read Them as Proposals, Not Rules AUG 11

Topic Resilience & Continuity

When the system goes down — what your program already had to have ready.

Business continuity, disaster recovery, and SOC 2 templates for the team that needs to prove resilience to regulators, auditors, and bank partners. Aligned with ISO 22301, FFIEC BCM, NIST SP 800-34, and AICPA SOC 2.

◆ ISO 22301 · FFIEC BCM · NIST SP 800-34 · AICPA SOC 2

◆ What you'll find here

Resilience that survives an examiner question.

◆ 01

BCP & BIA

Business impact analysis, recovery time objectives, dependency mapping, and the BCP plan structure that holds up during a real outage. Aligned with ISO 22301 and FFIEC BCM.

◆ 02

Disaster recovery

DR runbooks, technology recovery, tabletop exercises, and the test evidence regulators expect. Mapped to NIST SP 800-34 and FFIEC IT Examination Handbook.

◆ 03

SOC 2 readiness

The trust services criteria mapped to working controls. Built for fintechs and SaaS companies preparing for their first SOC 2 audit or maintaining Type II evidence year-round.

◆ Resilience templates

Tools for resilience teams.

BCP, DR, BIA, and SOC 2 templates with Excel workbooks and PDF guides. Buy once, tailor to your program, deploy in days.

Template
$79

Business Continuity & Disaster Recovery (BCP/DR) Kit

BCP and DR templates with BIA, recovery procedures, and a standalone tabletop exercise kit.

Template
$79

SOC 2 Compliance Checklist

151 readiness checks cross-referenced to the AICPA Trust Services Criteria, with evidence collection guidance.

Template
$79

Contingency Funding Plan — Banks

Examiner-ready contingency funding plan for chartered banks built to the 2023 Interagency Addendum.

Template
$79

Contingency Funding Plan — Fintechs

Contingency funding plan for sponsor-bank fintechs — FBO reconciliation, runway-based triggers, post-Synapse stress scenarios.

68+

Resilience articles

4

Frameworks · ISO · NIST · FFIEC · AICPA

US

Federal banking + SOC 2 ecosystem

◆ Latest analysis

From the journal.

Business Continuity

Tabletop Exercise Injects: Build an MSEL That Tests Decisions

A Master Scenario Events List (MSEL) is an exercise controller's run sheet—not a general bank or fintech regulatory requirement. Here's how to build one.

· 15 min read

Business Continuity

FCA Operational Resilience: Six Evidence Checks From Its One-Year Observations

The FCA's March 2026 publication gives good-practice examples and improvement areas—not an enforcement verdict. Use these six evidence checks.

· 7 min read

Business Continuity

The ECB Just Ran 110 Banks Through a Geopolitical Reverse Stress Test. Here's What US Banks' BCPs Are Missing.

On July 31, 2026, the ECB published results of its thematic geopolitical risk reverse stress test covering 110 directly supervised euro area banks—and urged the sector to improve. The OCC's Spring 2026 Semiannual Risk Perspective added geopolitical risk as a prominent new concern for the first time. Most US bank business continuity programs are built for IT failures and natural disasters. They are not built for this class of scenario.

· 10 min read

Business Continuity

DORA's 4-Hour Incident Reporting Clock: What US Banks with EU Operations Are Missing in Their Playbooks

DORA's ICT incident reporting timeline is the strictest in the world — 4 hours to initial notification, 72 hours to the intermediate report, one month to final. US banks with EU branches are subject to it and most have a gap between their US playbook and what Brussels actually requires.

· 10 min read

Business Continuity

Personnel Continuity Under FFIEC BCM: Succession Is Not a List of Phone Numbers

Build FFIEC business continuity management personnel coverage with tested backups, delegated authority, usable procedures, and recovery evidence.

· 11 min read

Business Continuity

Business Continuity Workaround Strategies: Document the Manual Process Before the System Goes Down

A BCP without documented manual workaround procedures isn't a continuity plan — it's a recovery plan. Here's the workaround template fields and critical-function structure FFIEC examiners expect to see.

· 9 min read

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