SOC 2 Compliance Checklist
151 controls mapped to AICPA Trust Services Criteria with evidence collection guidance.
About This Template
SOC 2 audits are intimidating if you have never done one. This kit gives you a complete readiness checklist — 151 controls mapped to all 5 Trust Services Criteria categories (Security, Availability, Processing Integrity, Confidentiality, Privacy), with evidence collection guidance, an observation period tracker, and a gap assessment framework. Comes with a guide covering the SOC 2 process and a 90-day readiness plan.
What's Included
- 151 controls across all 5 TSC categories
- Evidence collection guidance
- Observation period tracker
- Gap assessment framework
- SOC 2 audit process guide
- 90-day readiness plan
Frequently Asked Questions
What format are the templates in?
PDF guide + Excel template. The Excel files are fully editable and customizable to fit your organization's specific needs.
Can I use this for multiple clients?
Yes, there are no license restrictions. Consultants and advisors frequently use our templates across client engagements.
What regulatory frameworks does this cover?
Our templates are aligned with major regulatory expectations for financial services, including OCC, FFIEC, and CFPB guidance. Each template notes the specific frameworks and standards it addresses.
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